Skip to Navigation
Skip to Main Content
Skip to Footer
Internet Explorer is no longer supported. Please select a current browser such as Chrome, Edge, or Firefox.
Careers
Subscribe
Search Toggle
Toggle Menu
About
About
The Board
Senior Staff
Mission, Vision, and Values
Strategic Plan & Annual Budget
Annual Report
Rules & Rulemaking
Rules of the Board
Rulemaking Docket
Accounting Support Fee
Advisory Groups
Investor Advisory Group
Standards and Emerging Issues Advisory Group
Archive - Advisory Groups
Working Groups and Task Forces
PCAOB Scholars Program
Internal Oversight
Contact the PCAOB
Oversight
Oversight
Standards
Auditing Standards
Attestation Standards
Ethics & Independence Rules
Quality Control Standards
Auditing Interpretations
Standard-Setting, Research, and Rulemaking Projects
Implementation Resources for PCAOB Standards and Rules
Staff Guidance
Archived Standards and Guidance
Economic Analysis
Post-Implementation Review
Inspections
Firm Inspection Reports
Global Network Firms Inspection Data
Non-Affiliated Firms Inspection Data
Inspection Procedures
Basics of Inspections
Remediation
Inspections of Non-U.S. Firms
Inspections-Related Board Reports and Statements
Enforcement
Enforcement Actions
Tips and Referrals
Updated PCAOB Staff Considerations on Recommending the Identification of Issuers and/or Broker-Dealers in Settled Enforcement Orders
International
PCAOB Cooperative Arrangements with Non-U.S. Regulators
Board Determinations Under the Holding Foreign Companies Accountable Act
The International Forum of Independent Audit Regulators and Other International Organizations
Registration
Registration and Reporting Resources
Application Fees
Annual Fee
Registered Firms
Global Network Firms
Registration Disapproval Notices
Resources
Resources
AuditorSearch
Information for Auditors
Information for Auditors of Broker-Dealers
Information for Non-U.S. Firms
Fraud Risk Resources
Information for Investors
Investor Advisories and Bulletins
Meet the Investor Advocate
Information for Audit Committees
Resources for Audit Committees
Information for Academics
Publications and Working Papers
Information for Smaller Firms
Information for Preparers
Other Research Projects
Staff Publications
Audit Focus: Critical Audit Matters
Audit Focus: Audit Committee Communications
Audit Focus: Journal Entries
Audit Focus: Form AP
News & Events
News & Events
News Releases
Speeches and Statements
Events
Conference on Auditing and Capital Markets
PCAOB International Institute on Audit Regulation
Small Business and Broker-Dealer Forums
2025 PCAOB/Management Science Registered Reports Conference
Search Toggle
Site Search
AuditorSearch
℠
Autocomplete search box
Autocomplete search box
All Investor Updates
May 11, 2022
PCAOB sanctions audit firm and three partners for violating PCAOB standards related to audits and examinations of a broker-dealer over multiple years.
Enforcement
Read more
May 9, 2022
PCAOB announces members of new advisory groups, sets dates for first meetings.
About the PCAOB
Read more
May 4, 2022
PCAOB updates standard-setting and research agendas.
Standards
Read more
Apr. 19, 2022
PCAOB sanctions two registered public accounting firms for improper use of unregistered firms.
Enforcement
Read more
Apr. 14, 2022
PCAOB issues 2021 Annual Report.
About the PCAOB
Read more
(PDF)
Apr. 12, 2022
PCAOB requests comment on the impact of auditing requirements related to estimates and specialists.
Standards
Read more
Apr. 5, 2022
PCAOB sanctions former KPMG Vice Chair of Audit for failure reasonably to supervise, imposing largest individual penalty ever in a settled proceeding.
Enforcement
Read more
Mar. 31, 2022
PCAOB highlights key considerations for auditors related to the invasion of Ukraine.
International
Read more
Mar. 29, 2022
PCAOB approves charters for two new advisory groups.
About the PCAOB
Read more
Mar. 24, 2022
PCAOB shares perspective from 2021 conversations with audit committee chairs.
Audit Committees
Read more
(PDF)
Mar. 23, 2022
The PCAOB will hold an open meeting on Tuesday, March 29, 2022, at 11:00 a.m. ET to consider adoption of charters for new advisory groups.
About the PCAOB
Read more
Mar. 21, 2022
PCAOB releases Spotlight on the use of a service provider in the confirmation process.
Inspections
Read more
(PDF)
Dec. 17, 2021
The PCAOB released updates to its Staff Guidance on Form AP and Related Voluntary Audit Report Disclosure Under AS 3101.
Standards
Read the guidance
(PDF)
Dec. 16, 2021
PCAOB makes HFCAA determinations regarding mainland China and Hong Kong.
International
Learn more
Oct. 20, 2021
PCAOB posts new resources for auditors of small businesses and broker-dealers.
Broker-Dealers & Small Businesses
View the presentations
Oct. 18, 2021
PCAOB provides preview of 2020 inspection observations.
Inspections
Read the publication
(PDF)
Oct. 7, 2021
PCAOB released staff guidance on considerations regarding the relevance and reliability of information from external sources that the auditor plans to use as audit evidence.
Standards
Learn more
(PDF)
Sep. 28, 2021
PCAOB solicits additional public comment on proposed new requirements for the lead auditor’s use of other auditors.
Standards
Learn more
Sep. 22, 2021
PCAOB adopted a new rule related to the PCAOB’s responsibilities under the Holding Foreign Companies Accountable Act (HFCAA).
International
Learn more
Sep. 20, 2021
PCAOB announces 2021 Forum for Auditors of Small Businesses and Broker-Dealers.
Broker-Dealers & Small Businesses
Learn more
«
11
12
13
Careers
Subscribe
