All Oversight Updates
Aug. 9, 2023
The PCAOB has sanctioned Blue & Co., LLC for auditor independence and quality control violations.
![](/images/default-source/icons/enforcement-64x64.png?sfvrsn=d1096649_2)
Aug. 8, 2023
The PCAOB has sanctioned K G Somani & Co. LLP and engagement partner for violations of audit and quality control standards.
![](/images/default-source/icons/enforcement-64x64.png?sfvrsn=d1096649_2)
Aug. 3, 2023
The PCAOB is seeking nominations for members of its Investor Advisory Group and Standards and Emerging Issues Advisory Group.
![](/images/default-source/biography-images/standard-advisory-group-64x64.png?sfvrsn=81b86c22_3)
Jul. 28, 2023
Investor Bulletin - Opportunity to Comment on Proposed Updates to PCAOB Standards Addressing the Use of Data Analytics by Auditors
![](/images/default-source/icons/investors-64x64.png?sfvrsn=c07f0b7c_2)
Jul. 28, 2023
Following a sweep, the PCAOB has sanctioned five firms for violating PCAOB rules and standards related to audit committee communications.
![](/images/default-source/icons/enforcement-64x64.png?sfvrsn=d1096649_2)
Jul. 25, 2023
Audits with deficiencies rose again in 2022, according to new PCAOB Staff report.
![](/images/default-source/icons/inspection-reports.png?sfvrsn=1be8f085_2)
Jul. 21, 2023
Chief Information and Data Officer Eric Hagopian will leave the PCAOB after more than four years of service. Evan Lee has been named Acting Chief Information Officer.
![](/images/default-source/icons/employee-update-64x64.png?sfvrsn=5911c72e_3)
Jul. 20, 2023
The PCAOB sanctions Edward Turner, CPA, for noncooperation with a Board inspection and improper alteration of audit documentation. The order permanently bars Turner and imposes a $50,000 fine on him.
![](/images/default-source/icons/enforcement-64x64.png?sfvrsn=d1096649_2)
Jul. 19, 2023
The PCAOB has enhanced its website with new ways for investors and others to find and understand information in inspection reports.
![](/images/default-source/icons/inspection-reports.png?sfvrsn=1be8f085_2)
Jul. 14, 2023
Raymond J. Hamm, Deputy Director of Division of Enforcement and Investigations, to leave the PCAOB.
![](/images/default-source/icons/employee-update-64x64.png?sfvrsn=5911c72e_3)
Jul. 14, 2023
After over three years of service as General Counsel, Kenneth Lench will depart the PCAOB on July 14. James Cappoli has been appointed Acting General Counsel.
![](/images/default-source/icons/employee-update-64x64.png?sfvrsn=5911c72e_3)
Jul. 11, 2023
The PCAOB sanctions CohnReznick LLP for failing to make required disclosures on a timely basis.
![](/images/default-source/icons/enforcement-64x64.png?sfvrsn=d1096649_2)
Jun. 30, 2023
Investor Bulletin - Opportunity to Comment on PCAOB Proposal on Noncompliance With Laws and Regulations
![](/images/default-source/icons/investors-64x64.png?sfvrsn=c07f0b7c_2)
Jun. 26, 2023
The PCAOB has issued a standard-setting proposal addressing aspects of designing and performing audit procedures that involve technology-assisted analysis.
![](/images/default-source/icons/standards-64x64.png?sfvrsn=52dc1577_2)
Jun. 23, 2023
The PCAOB sanctions Total Asia Associates PLT for violations of quality control standards, fining the firm $80,000 and revoking its PCAOB registration.
![](/images/default-source/icons/enforcement-64x64.png?sfvrsn=d1096649_2)
Jun. 22, 2023
The PCAOB sanctions Friedman LLP partners for violations of PCAOB rules and standards in audits of a China-based issuer.
![](/images/default-source/icons/enforcement-64x64.png?sfvrsn=d1096649_2)
Jun. 22, 2023
The PCAOB announces the agenda for the June 29 meeting of its Standards and Emerging Issues Advisory Group.
![](/images/default-source/biography-images/standard-advisory-group-64x64.png?sfvrsn=81b86c22_3)
Jun. 21, 2023
At a June 26 Open Meeting, the PCAOB will consider a proposal related to technology-assisted analysis of information in electronic form.
![](/images/default-source/icons/standards-64x64.png?sfvrsn=52dc1577_2)
Jun. 21, 2023
A new PCAOB staff resource for audit committees aims to facilitate dialogue on the risk of fraud and other topics.
![](/images/default-source/icons/audit-committees-64x64.png?sfvrsn=e23b53cc_2)
Jun. 21, 2023
Imposing $3 Million Fine and Requiring First-Ever Changes to Supervisory Structure, PCAOB Sanctions Marcum LLP for Significant Quality Control Violations.
![](/images/default-source/icons/enforcement-64x64.png?sfvrsn=d1096649_2)