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Aug. 10, 2023
The PCAOB’s report on 2022 broker-dealer audits provides recommended actions to address rising deficiency rates.
Inspections
Jul. 28, 2023
Investor Bulletin - Opportunity to Comment on Proposed Updates to PCAOB Standards Addressing the Use of Data Analytics by Auditors
Information for Investors
Jun. 30, 2023
Investor Bulletin - Opportunity to Comment on PCAOB Proposal on Noncompliance With Laws and Regulations
Information for Investors
Jun. 14, 2023
PCAOB staff report: auditors must respond to unique risks of crypto assets, including fraud.
Inspections
Apr. 25, 2023
A new PCAOB staff Spotlight reminds auditors that professional competence and skepticism are essential to quality audits.
Standards
Apr. 19, 2023
A new PCAOB staff report provides insights on audits of special purpose acquisition companies (SPACs) and de-SPAC transactions.
Inspections
Apr. 17, 2023
Investor Bulletin - Opportunity to Comment on Proposed Standard Addressing Core Auditing Principles and Responsibilities
Information for Investors
Apr. 17, 2023
In 2023, the PCAOB’s inspections will prioritize audit risks related to fraud, the financial services sector, and crypto. Read our staff Spotlight to learn more.
Inspections
Apr. 5, 2023
The PCAOB has released its 2022 Annual Report, which summarizes its operations and financial results from last year.
About the PCAOB
Mar. 8, 2023
Investor Advisory - Exercise caution with third-party verification/proof of reserve reports.
Information for Investors
Feb. 2, 2023
The PCAOB expects firms to remedy quality control deficiencies. Read our staff report to learn more.
Inspections
Dec. 8, 2022
Audits with deficiencies increased in 2021, according to a new PCAOB staff report.
Inspections
Oct. 13, 2022
On October 26, 2022, the PCAOB will livestream its Forum on Auditing in the Small Business Environment and on Auditing Broker-Dealers.
Broker-Dealers & Small Businesses
Aug. 19, 2022
The PCAOB issues annual report on inspections of broker-dealer audits.
Inspections
Aug. 17, 2022
The PCAOB releases 2022 audit committee resource.
Audit Committees
Jun. 30, 2022
PCAOB issues Spotlight providing staff overview for planned 2022 inspections.
Inspections
Apr. 14, 2022
PCAOB issues 2021 Annual Report.
About the PCAOB
Mar. 31, 2022
PCAOB highlights key considerations for auditors related to the invasion of Ukraine.
International
Oct. 20, 2021
PCAOB posts new resources for auditors of small businesses and broker-dealers.
Broker-Dealers & Small Businesses
Oct. 18, 2021
PCAOB provides preview of 2020 inspection observations.
Inspections