Forum on Auditing in the Small Business Environment and on Auditing Broker-Dealers

Registration

There is no fee to attend in-person, but advance registration is required. 

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Forum Access

Access information will be sent to all registrants one day prior to the forum.

Agenda

9:15 a.m. – 10:05 a.m.  Welcome and Board Member Botic Remarks
10:05 a.m. – 11:20 a.m.  PCAOB Inspections Overview and Illustrative Examples: Issuers
11:20 a.m. – 11:30 a.m.Break
11:30 a.m. – 12:20 p.m.  PCAOB Standard-Setting Update
12:20 p.m. – 12:45 p.m.  PCAOB Enforcement Update
12:45 p.m. – 1:45 p.m.Lunch
1:45 p.m. – 2:35 p.m.SEC Update
2:35 p.m. – 3:25 p.m.FINRA Update
3:25 p.m. – 3:35 p.m.Break
3:35 p.m. – 4:50 p.m.PCAOB Inspections Overview and Illustrative Examples: Broker-Dealers
4:50 p.m. – 5:00 p.m.Q&A and Board Member Botic Wrap-Up

 

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