Forum on Auditing in the Small Business Environment and on Auditing Broker-Dealers

On June 5, 2024, the PCAOB hosted a Forum for Auditors of Small Businesses and Broker-Dealers. Recordings of the presentations can be found below. For any questions, please contact [email protected].

George R. Botic Remarks (PCAOB Staff)


PCAOB Inspections Overview: Issuers (PCAOB Staff)

 

PCAOB Standard-Setting Update (PCAOB Staff)

 

PCAOB Enforcement Update (PCAOB Staff)

 

SEC Update (SEC Staff)

     

    FINRA Update (FINRA Staff)

     

    PCAOB Inspections Overview: Broker-Dealers (PCAOB Staff)

    Related Information