Forum on Auditing in the Small Business Environment and on Auditing Broker-Dealers

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Access information will be sent to all registrants one day prior to the forum.

Agenda

9:00 a.m. – 9:55 a.m.Welcome and Board Member Perspectives
9:55 a.m. – 11:10 a.m.PCAOB Inspections Overview and Illustrative Examples: Issuers
11:10 a.m. – 11:20 a.m.Break
11:20 a.m. – 12:10 p.m.  SEC Update
12:10 p.m. – 12:35 p.m.  PCAOB Enforcement Update
12:35 p.m. – 1:30 p.m.  Lunch
1:30 p.m. – 2:20 p.m.FINRA Update
2:20 p.m. – 3:35 p.m.Standard-Setting Update
3:35 p.m. – 3:45 p.m.Break
3:45 p.m. – 5:00 p.m.PCAOB Inspections Overview and Illustrative Examples: Broker-Dealers

Related Information