Forum on Auditing in the Small Business Environment and on Auditing Broker-Dealers
Registration
There is no fee to attend in-person, but advance registration is required.
Forum Access
Access information will be sent to all registrants one day prior to the forum.
Agenda
9:00 a.m. – 9:55 a.m. | Welcome and Board Member Perspectives |
9:55 a.m. – 11:10 a.m. | PCAOB Inspections Overview and Illustrative Examples: Issuers |
11:10 a.m. – 11:20 a.m. | Break |
11:20 a.m. – 12:10 p.m. | SEC Update |
12:10 p.m. – 12:35 p.m. | PCAOB Enforcement Update |
12:35 p.m. – 1:30 p.m. | Lunch |
1:30 p.m. – 2:20 p.m. | FINRA Update |
2:20 p.m. – 3:35 p.m. | Standard-Setting Update |
3:35 p.m. – 3:45 p.m. | Break |
3:45 p.m. – 5:00 p.m. | PCAOB Inspections Overview and Illustrative Examples: Broker-Dealers |