All Investor Updates
Jul. 29, 2024
The PCAOB is seeking nominations for members of its Investor Advisory Group and Standards and Emerging Issues Advisory Group.
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Jul. 25, 2024
The PCAOB’s report on 2023 broker-dealer audits provides good practices and reminders to address high deficiency rates.
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Jul. 22, 2024
A new staff Spotlight shares observations from PCAOB staff outreach related to the use of generative artificial intelligence in audits and financial reporting.
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Jun. 27, 2024
Investor Bulletin: Opportunity To Comment on Proposal To Enhance How Auditors Address Certain Assessed Risks of Material Misstatement
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Jun. 18, 2024
The PCAOB has sanctioned De Visser Gray LLP for quality control violations related to audit methodology, critical audit matters, independence, audit committee communications, and Form AP.
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Jun. 18, 2024
The PCAOB has sanctioned two firms for violations of rules related to required reporting.
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Jun. 12, 2024
PCAOB has updated its standards to clarify auditor responsibilities when using technology-assisted analysis.
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Jun. 11, 2024
A new Spotlight provides high-level observations and takeaways from conversations with more than 200 audit committee chairs that PCAOB staff held in 2023.
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Jun. 10, 2024
The PCAOB has sanctioned L&L CPAs, PA and three associated individuals for violations related to quality control, audit failures, and Form AP deadlines.
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Jun. 7, 2024
At a June 12 open meeting, the PCAOB will consider a proposal for a new standard, along with adoption of amendments to auditing standards and a PCAOB rule.
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May 21, 2024
Imposing a $400,000 fine, the PCAOB has sanctioned MaloneBailey, LLP for pervasive quality control violations.
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May 14, 2024
The PCAOB has revised its standard-setting, research, and rulemaking agendas to reflect 2024 progress.
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May 8, 2024
At a May 13 open meeting, the PCAOB will consider adopting new standards on (1) general responsibilities of the auditor in conducting an audit and (2) quality control.
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May 7, 2024
The PCAOB has sanctioned three auditors for failures relating to obtaining audit evidence, exercising professional skepticism, and other violations.
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May 6, 2024
A new PCAOB staff report highlights important auditing considerations related to commercial real estate.
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May 3, 2024
The PCAOB has announced the agenda for the May 9 meeting of its Standards and Emerging Issues Advisory Group.
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May 2, 2024
On June 5, 2024, Board Member George R. Botic will host a PCAOB forum in Los Angeles for auditors of small businesses and broker-dealers.
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Apr. 30, 2024
A new PCAOB staff report shares observations on how root cause analysis can drive audit quality.
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Apr. 29, 2024
Investor Advisory: PCAOB Investor Advisory Group Requests Public Submit Examples of Critical or Key Audit Matters
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Apr. 26, 2024
Investor Bulletin: Opportunity To Comment on Proposals To Enhance Transparency Into Audits and Audit Firms
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