Event Details

Nov. 17, 2011

8:30 a.m. - 5:00 p.m.
Forum on Auditing Smaller Broker-Dealers
- Broker-Dealer Auditing Forum
Huntington Beach, CA, Huntington Beach, CA
Dec. 1, 2011

8:30 a.m. - 5:00 p.m.
Forum on Auditing in the Small Business Environment
- Small Business Forum
Hilton St. Petersburg Bayfront 333 1st Street South St. Petersburg, FL 33701, St. Petersburg, FL
Nov. 3, 2011

8:30 a.m. - 5:00 p.m.
Forum on Auditing in the Small Business Environment
- Small Business Forum
The Dallas Marriott City Center (formerly known as the Westin City Center Dallas) 650 North Pearl Street Dallas, TX 75201, Dallas, TX
Oct. 5, 2011

8:30 a.m. - 5:00 p.m.
Forum on Auditing in the Small Business Environment
- Small Business Forum
Hyatt at Olive 8 1635 8th Avenue Seattle, WA 98101, Seattle, WA
Sep. 23, 2011

8:30 a.m. - 5:00 p.m.
Forum on Auditing in the Small Business Environment
- Small Business Forum
JW Marriott Hotel Chicago 151 West Adams Chicago, IL 60603, Chicago, IL
May 19, 2011

8:30 a.m. - 5:00 p.m.
Forum on Auditing in the Small Business Environment
- Small Business Forum
The Westin Casuarina 160 East Flamingo Road Las Vegas, NV 89109, Las Vegas, NV
Jul. 27, 2011

8:30 a.m. - 5:00 p.m.
Forum on Auditing in the Small Business Environment
- Small Business Forum
Grand Hyatt Park Avenue at Grand Central New York, NY 10017, New York, NY
Apr. 28, 2011

8:30 a.m. - 5:00 p.m.
Forum on Auditing in the Small Business Environment
- Small Business Forum
Courtyard Boston Downtown/Tremont 275 Tremont Street Boston, MA 02116, Boston, MA
Dec. 14, 2010

9:30 a.m. - 11:30 a.m.
Open Board Meeting to Consider Proposing Interim Inspection Program for Broker-Dealer Audits and Broker-Dealer Funding Rules
- Multimedia
- Open Board Meeting
- Webcast
1666 K Street, NW, Washington, DC 20006, Washington, DC
Nov. 23, 2010

9:30 a.m. - 11:00 a.m.
Open Board Meeting to Consider 2011 Budget and Strategic Plan
- Multimedia
- Open Board Meeting
- Webcast
1666 K Street, NW, Washington, DC 20006, Washington, DC
Nov. 9 - 10, 2011

9:00 a.m.
Standing Advisory Group Meeting
- Archive - Standing Advisory Group Meeting
- Multimedia
- Webcast
1201 15th Street, NW, Washington, DC, Washington, DC
Mar. 24, 2011

8:30 a.m. - 5:00 p.m.
Standing Advisory Group Meeting
- Archive - Standing Advisory Group Meeting
- Multimedia
- Webcast
1201 15th Street NW, Washington, DC 20005, Washington, DC
May 3, 2006

8:30 a.m. - 5:00 p.m.
Forum on Auditing in the Small Business Environment
- Small Business Forum
Marriott Plaza Hotel San Antonio, TX, San Antonio, TX
Apr. 26 - 27, 2005

8:30 a.m.
Forum on Auditing in the Small Business Environment
- Small Business Forum
The Westin Tabor Center 1672 Lawrence Street Denver, CO 80202, Denver, CO
Nov. 30 - 12 1, 2004

8:30 a.m.
Forum on Auditing in the Small Business Environment
- Small Business Forum
The Westin South Coast Plaza 686 Anton Boulevard Costa Mesa, CA 92626, Costa Mesa, CA
Nov. 6 - 7, 2006

8:30 a.m.
Forum on Auditing in the Small Business Environment
- Small Business Forum
New York Helmsley Hotel New York, NY, New York, NY
Oct. 20 - 21, 2005

8:30 a.m.
Forum on Auditing in the Small Business Environment
- Small Business Forum
Hyatt Harborside 101 Harborside Drive Boston, MA 02128, Boston, MA
Jan. 26 - 27, 2005

8:30 a.m.
Forum on Auditing in the Small Business Environment
- Small Business Forum
The Melrose Hotel 3015 Oak Lawn Avenue Dallas, TX 75219, Dallas, TX
Feb. 3 - 4, 2005

8:30 a.m.
Forum on Auditing in the Small Business Environment
- Small Business Forum
San Mateo Marriott 1770 South Amphlett Boulevard San Mateo, CA 94402, San Mateo, CA
Jun. 21, 2006

8:30 a.m. - 5:00 p.m.
Forum on Auditing in the Small Business Environment
- Small Business Forum
Washington State Convention Center Seattle, WA 98101, Seattle, WA