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Feb. 12, 2025
The PCAOB has sanctioned an audit partner for issuing audit report before completing all necessary audit procedures.
Enforcement
Feb. 11, 2025
The PCAOB has sanctioned an audit partner for improperly and repeatedly altering workpapers in two PCAOB inspections and a PCAOB investigation.
Enforcement
Jan. 15, 2025
The PCAOB has sanctioned SS Accounting and Auditing Inc. and partner for multiple violations of PCAOB rules and standards.
Enforcement
Jan. 14, 2025
Imposing a $500,000 fine, the PCAOB has sanctioned Baker Tilly US, LLP for quality control violations.
Enforcement
Dec. 3, 2024
The PCAOB has sanctioned a firm and three of its partners for attempting to deceive the PCAOB’s inspection staff, among other violations.
Enforcement
Dec. 3, 2024
The PCAOB has sanctioned an audit firm and its sole partner for violations of PCAOB rules and standards.
Enforcement
Nov. 19, 2024
The PCAOB has sanctioned five firms for violations of rules related to required reporting.
Enforcement
Nov. 8, 2024
The PCAOB has revoked the registration of a Chinese firm for repeatedly violating PCAOB reporting rules and failing to cooperate with a Board investigation.
Enforcement
Oct. 22, 2024
The PCAOB has sanctioned Yusufali & Associates LLC and its sole partner for multiple violations of PCAOB rules and standards.
Enforcement
Sep. 24, 2024
The PCAOB has sanctioned five audit firms for violations related to audit committee communications or reporting requirements.
Enforcement
Jun. 18, 2024
The PCAOB has sanctioned De Visser Gray LLP for quality control violations related to audit methodology, critical audit matters, independence, audit committee communications, and Form AP.
Enforcement
Jun. 18, 2024
The PCAOB has sanctioned two firms for violations of rules related to required reporting.
Enforcement
Jun. 10, 2024
The PCAOB has sanctioned L&L CPAs, PA and three associated individuals for violations related to quality control, audit failures, and Form AP deadlines.
Enforcement
May 21, 2024
Imposing a $400,000 fine, the PCAOB has sanctioned MaloneBailey, LLP for pervasive quality control violations.
Enforcement
May 7, 2024
The PCAOB has sanctioned three auditors for failures relating to obtaining audit evidence, exercising professional skepticism, and other violations.
Enforcement
Apr. 10, 2024
The PCAOB has imposed $2 million in fines on Deloitte Indonesia and Deloitte Philippines and barred Deloitte Philippines’ former National Professional Practice Director.
Enforcement
Apr. 10, 2024
The PCAOB has imposed a record $25 million fine on KPMG Netherlands and permanently barred its former Head of Assurance.
Enforcement
Apr. 10, 2024
Read Chair Williams’ remarks from press conference announcing $25 million fine on KPMG Netherlands and $2 million in fines against Deloitte Indonesia and Deloitte Philippines.
Enforcement
Apr. 9, 2024
The PCAOB has sanctioned a Singapore firm for quality control violations.
Enforcement
Mar. 28, 2024
The PCAOB has sanctioned five firms for violations related to audit documentation and disclosure of who worked on audits.
Enforcement