All Enforcement Updates
Jul. 20, 2023
The PCAOB sanctions Edward Turner, CPA, for noncooperation with a Board inspection and improper alteration of audit documentation. The order permanently bars Turner and imposes a $50,000 fine on him.
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Jul. 14, 2023
Raymond J. Hamm, Deputy Director of Division of Enforcement and Investigations, to leave the PCAOB.
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Jul. 14, 2023
After over three years of service as General Counsel, Kenneth Lench will depart the PCAOB on July 14. James Cappoli has been appointed Acting General Counsel.
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Jul. 11, 2023
The PCAOB sanctions CohnReznick LLP for failing to make required disclosures on a timely basis.
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Jun. 23, 2023
The PCAOB sanctions Total Asia Associates PLT for violations of quality control standards, fining the firm $80,000 and revoking its PCAOB registration.
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Jun. 22, 2023
The PCAOB sanctions Friedman LLP partners for violations of PCAOB rules and standards in audits of a China-based issuer.
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Jun. 21, 2023
Imposing $3 Million Fine and Requiring First-Ever Changes to Supervisory Structure, PCAOB Sanctions Marcum LLP for Significant Quality Control Violations.
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Jun. 5, 2023
The PCAOB sanctions Barzily & Co. Certified Public Accountants for violations of quality control rules and standards, among others.
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Apr. 11, 2023
The PCAOB sanctions RT LLP for violations of rules and standards related to quality control, documentation, and Form AP requirements.
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Mar. 27, 2023
The PCAOB sanctions Friedman LLP for improper use of unregistered Chinese firms.
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Mar. 22, 2023
The PCAOB has named experienced prosecutor Robert E. Rice Director of its Division of Enforcement and Investigations.
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Dec. 23, 2022
PCAOB Chair Erica Y. Williams applauds congressional action to shorten the Holding Foreign Companies Accountable Act’s timeline.
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Dec. 22, 2022
The PCAOB sanctions six firms for failing to make required disclosures.
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Dec. 22, 2022
The PCAOB sanctions EY Canada engagement partner for flawed auditing of management estimate.
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Dec. 21, 2022
The PCAOB sanctions firm and partner for numerous violations of standards related to documentation and quality control.
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Dec. 20, 2022
The PCAOB sanctions three individuals for violating PCAOB standards on relationships between a company and its related parties.
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Dec. 6, 2022
Imposing $7.7 million in fines, the PCAOB sanctions three firms and four individuals from KPMG global network.
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Nov. 3, 2022
The PCAOB sanctions a firm and partner for violating PCAOB rules and quality control standards.
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Oct. 19, 2022
The PCAOB sanctions three firms for failing to disclose unregistered firm participation in public company audits.
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Oct. 18, 2022
The PCAOB imposes the highest individual penalty ever and bars audit partner for misleading inspectors and investigators.
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