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Dec. 6, 2022
Imposing $7.7 million in fines, the PCAOB sanctions three firms and four individuals from KPMG global network.
Enforcement
Nov. 3, 2022
The PCAOB sanctions a firm and partner for violating PCAOB rules and quality control standards.
Enforcement
Oct. 19, 2022
The PCAOB sanctions three firms for failing to disclose unregistered firm participation in public company audits.
Enforcement
Oct. 18, 2022
The PCAOB imposes the highest individual penalty ever and bars audit partner for misleading inspectors and investigators.
Enforcement
Oct. 4, 2022
Following a sweep, the PCAOB sanctions four audit firms for failing to disclose who worked on audits.
Enforcement
Sep. 13, 2022
The PCAOB sanctions firm and audit partner for noncooperation with a Board inspection.
Enforcement
Aug. 29, 2022
The PCAOB sanctions audit firm and two partners for improper use and reporting of unregistered firm.
Enforcement
Aug. 16, 2022
The PCAOB sanctions KPMG Korea for violating quality control standards and sanctions two former KPMG Korea auditors for noncooperation.
Enforcement
Jun. 22, 2022
PCAOB sanctions engagement quality reviewer for inadequate reviews and false documentation created in advance of inspection.
Enforcement
Jun. 22, 2022
PCAOB sanctions Robert C. Duncan Accountancy Corp. and Robert C. Duncan for violating PCAOB rules and standards.
Enforcement
May 24, 2022
PCAOB sanctions former BF Borgers audit director for violating PCAOB rules and standards in four audits of three public companies.
Enforcement
May 11, 2022
PCAOB sanctions audit firm and three partners for violating PCAOB standards related to audits and examinations of a broker-dealer over multiple years.
Enforcement
Apr. 19, 2022
PCAOB sanctions two registered public accounting firms for improper use of unregistered firms.
Enforcement
Apr. 5, 2022
PCAOB sanctions former KPMG Vice Chair of Audit for failure reasonably to supervise, imposing largest individual penalty ever in a settled proceeding.
Enforcement
Oct. 20, 2021
PCAOB posts new resources for auditors of small businesses and broker-dealers.
Broker-Dealers & Small Businesses
Sep. 22, 2021
PCAOB adopted a new rule related to the PCAOB’s responsibilities under the Holding Foreign Companies Accountable Act (HFCAA).
International
Mar. 30, 2021
PCAOB posts one settled disciplinary order.
Enforcement
Mar. 29, 2021
PCAOB posts one settled disciplinary order.
Enforcement
Nov. 6, 2020
PCAOB posts one settled disciplinary order.
Enforcement
Jun. 29, 2020
PCAOB posts one termination of bar.
Enforcement