All Enforcement Updates

Apr. 5, 2022

PCAOB sanctions former KPMG Vice Chair of Audit for failure reasonably to supervise, imposing largest individual penalty ever in a settled proceeding.

Enforcement
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Oct. 20, 2021

PCAOB posts new resources for auditors of small businesses and broker-dealers.

Broker-Dealers & Small Businesses
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Sep. 22, 2021

PCAOB adopted a new rule related to the PCAOB’s responsibilities under the Holding Foreign Companies Accountable Act (HFCAA).

International
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Mar. 30, 2021

PCAOB posts one settled disciplinary order.

Enforcement
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Mar. 29, 2021

PCAOB posts one settled disciplinary order.

Enforcement
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Nov. 6, 2020

PCAOB posts one settled disciplinary order.

Enforcement
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Jun. 29, 2020

PCAOB posts one termination of bar.

Enforcement
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